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February 27, 2010
Securities
             
 
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Welcome to Nebraska Securities Attorneys.com

 

 
Did You Know?    
 
 
Swap: In general, the exchange of one asset or liability for a similar asset or liability
Swap: In general, the exchange of one asset or liability for a similar asset or liability for the purpose of lengthening or shortening maturities, or raising or lowering coupon rates, to maximize revenue or minimize financing costs. This may entail selling one securities issue and buying another in foreign currency; it may entail buying a currency on the spot market and simultaneously selling it forward. Swaps also may involve exchanging income flows; for example, exchanging the fixed rate coupon stream of a bond for a variable rate payment stream, or vice versa, while not swapping the principal component of the bond. Swaps are generally traded over-the-counter.

 



In today's financial world, national and Nebraska investors need a secure source of information for their investment needs, and lawyers to fight for them if they have been defrauded in any way. The comprehensive field of securities is layered with difficult to understand rules and regulations that securities lawyers are experts in, and are willing to help you.

The Securities and Exchange Commission generally administrates federal securities laws. The SEC regulates and administers the way stocks and bonds can be traded, issued, brokered, and sold. Our Nebraska Securities Lawyer can assist you with understanding the complex rules and regulations of the SEC.

When you are preparing yourself to purchase or broker stocks, bonds, mutual funds, etc., Nebraska Securities' Attorneys are a valid and necessary counsel. A securities attorney can assess the market and advise you on your investments. They can also file suits and claims if you or anyone you know has been a victim or has experienced any kind of securities fraud.

The following is a list of common securities fraud issues:

  • Providing False Information
  • Stock Manipulation
  • Lying to Auditors
  • Insider Trading
  • Late-Trading Schemes
  • Unauthorized Trading
  • Breach of Fiduciary Duty
  • Broker Embezzlement

There is no shame in being a victim of securities fraud. Stock Brokers and other related professionals hold a high standard of quality in their respected field. But sometimes innocent people are taken advantage of. Fraud is the most serious offense a professional in the financial profession can commit. The following are several related ways you can be defrauded:

  • Investment Fraud
  • Stock Fraud
  • Bond Fraud
  • Mutual Fund Fraud
  • Internet Fraud
  • Trading Fraud

Other aspects a Securities Lawyer can help you with include:

  • Securities Brokering
  • Securities Dealing
  • Securities Underwriting
  • Investment Advisory

Contact our Nebraska Securities Lawyer Now!

 

 
Nebraska Audio & Video    
 
  WorldCom's Ebbers Sentenced to 25 Years
AUDIO, RM, 44Kbps, 1:02, 7/13/2005

Bernard Ebbers, the former CEO of telecommunications company WorldCom, was sentenced to 25 years in prison Wednesday for his role in what authorities call the largest accounting fraud in U.S. history.
Source: NPR
 
 
Nebraska External Sites    
 
 

Nebraska Department of Insurance
The securities pledged must be in the name of the company and Nebraska Department of Insurance. The securities that are most often pledged are US Tre
Title 210 - NEBRASKA DEPARTMENT OF INSURANCE
Ownership of Equity Securities. The statement shall be typewritten and ... State Capitol Building 941 O Street, Suite 400, Lincoln, Nebraska 68508. .

 


  Securities News  
 


Latest news about securities cases in Nebraska and nationwide:

Pump & Dump.con: Tips for Avoiding Stock Scams on the Internet
One of the most common Internet frauds involves the classic "pump and dump" scheme. Here's how it works: A company's web site may feature a glowing...
Read more >


Executives And Auditor Of Peregrine Systems, Inc. Indicted On Securities Fraud Charges Former Director Of Alliances Pleads Guilty
WASHINGTON, D.C. - Attorney General John Ashcroft, Deputy Attorney General James B. Comey, Unit...
Read more >


SEC and NYSE File Settled Action Charging Fidelity Brokerage Services for Violating Federal Securities Laws and NYSE Rules in Connection with Document Alteration and Destruction
Washington, D.C., and New York, Aug. 3, 2004 — The U.S. Securities and Exchange Commission and the New York Stock Exchange today announced t...
Read more >


More Securities News >

 
 

Securities Terms

 


Saturday's Term

Hedge Exemption

Definition:
An exemption from speculative position limits for bona fide hedgers and certain other persons who meet the requirements of exchange and CFTC rules.

Equity

Definition:
As used on a trading account statement, refers to the residual dollar value of a futures or option trading account, assuming it was liquidated at current prices.

Amortization

Definition:
Liquidation of a debt through installment payments.

More Securities Terms >

 

Securities Resources

 


Search Securities resources in our resource center:

More Resources >

 

Securities Hot Topics

 
Topics Related to Securities:

  • Investment Fraud
  • Stock Fraud
  • Bond Fraud
  • Mutual Fund Fraud

More Securities Topics >

Nebraska Securities Attorney

 
If you live in the following cities and need an securities attorney you should contact our Securities Attorney as soon as possible:

  • Alliance
  • Beatrice
  • Bellevue
  • Blair
  • Columbus
  • Fremont
  • Gering
  • Grand Island
  • Hastings
  • Kearney
  • La Vista
  • Lexington
  • Lincoln
  • Norfolk
  • North Platte
  • Omaha
  • Papillion
  • Plattsmouth
  • Scottsbluff
  • South Sioux City
 


Legal Disclaimers
All attorney listings are a paid attorney advertisement, and do not in any way constitute a referral or endorsement by an approved or authorized lawyer referral service. The information provided on Nebraska Securities Attorneys.com is not intended to be legal advice, but merely conveys general information related to legal issues commonly encountered. Your access to and use of this website is subject to additional Terms and Conditions.

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